Compliance Team Lead – Carrick-on-Shannon
Our client, an innovative financial services company are seeking a Compliance Team Lead to join their growing team in Carrick-on-Shannon, County Leitrim on a Full-Time permanent basis. The successful candidate will have the opportunity to work closely with management and play a role in the design, development, management and oversight of the Company’s Compliance Management Framework. The position would suit a person experienced in Compliance ideally with experience within the financial services sector who is looking for a challenging and rewarding role in a growing organisation.
Responsibilities:
- Manage and oversee the compliance team responsible for companies’ compliance queries.
- Submit reporting requirements to third-party service providers as required.
- Oversee the quarterly reporting to partner companies and the complaints process.
- Review and update both the Internal company policies and policies provided to Credit Unions.
- Complete the Annual Due Diligence.
- Contribute to the development and improvement of the compliance framework for the company.
- Provide oversight, monitoring, and independent challenge of processes to ensure compliance with policies.
- Identification of emerging changes to legal and regulatory requirements.
- Providing reports to the Chief Compliance Officer (CCO) on ongoing activities and identifying on-going improvements to the compliance framework.
- Performing any other reasonable task assigned by the CCO.
- Work collaboratively as part of a great team to contribute to overall project goals.
The successful candidate should ideally have the following attributes:
- A minimum of 3 years’ experience working in a monitoring or compliance role in a financial services organisation. A relevant qualification would be a distinct advantage.
- Experience managing or leading a team.
- Knowledge of Irish financial services’ regulatory framework, legal and regulatory requirements would be an advantage.
- Excellent attention to detail and organisational skills.
- Excellent interpersonal, project management and communication skills.
- Ability to work with initiative and as part of an agile team and independently within a team environment.
For more information, please contact [email protected]
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